Investment Advisor Regulations : A Concept Paper 29th September, 2011
SEBI has released a consultative paper on the “Regulation of Investment Advisors” for public
comments by 31st October 2011. Section 11(2)(b) of SEBI Act empowers SEBI to register and
regulate working of Investment Advisors and such other intermediaries who may be associated with
securities market in any other manner.

In this document India Juris has summarized the main features of the proposed regulations which
intend to regulate the Investment Advisors.

 

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